NEI Files First ETFs With Global Bonds and Three Risk-Based Portfolios
NEI (Northwest & Ethical Investments) has filed for four ETFs, marking its planned entry into the ETF market.
Direxion Files Three Nasdaq-100 Autocallable Strategy ETFs
Direxion has filed for three ETFs using laddered portfolios of up to 52 synthetic Nasdaq-100 autocallable notes.
Leverage Shares Files 2x ETFs for Lyntris and Bending Spoons
Leverage Shares has filed for actively managed ETFs seeking 200% of the daily performance of Lyntris and Bending Spoons, expanding leveraged single-stock exposure to defense technology and digital…
Twin Oak Files Flexible Multi-Asset ETF for Long-Term Growth
The Twin Oak Active Opportunities ETF will seek long-term capital appreciation through a flexible mix of equities and fixed income.
Twin OakTwin Oak Files ETF Targeting Stable Returns With Defined-Risk Options
The Twin Oak Short Horizon Absolute Return ETF will seek capital appreciation with low price volatility through defined-risk options.
PT Asset Management Files for Value-Oriented Municipal Bond ETF
The Performance Trust Municipal Bond ETF will focus primarily on federally tax-exempt income.
Roundhill Files ETFs Tied to On-Ice Performance of All 32 NHL Teams
Roundhill has filed for 32 actively managed ETFs, one for every NHL team, including the Maple Leafs, Rangers, Bruins, Oilers, Panthers, Golden Knights and others.
Roundhill InvestmentsDefiance Files 16 Leveraged ETFs With Six Intraday Resets
Defiance has filed for 16 actively managed 2X ETFs tied to AAOI, AMD, DRAM, GOOG, META, MRVL, MSFT, MU, NBIS, NVDA, PLTR, SKHY, SNDK, SPCX, TSLA, and TSM.
Defiance InvestmentsAlpha Architect Files Broad U.S. Equity ETF With Dividend-Timing Strategy
Alpha Architect has filed for the Alpha Architect US Equity 6 ETF (AAUE), an actively managed fund created through a Section 351 conversion.
EMQQ Global Files ETF Targeting Emerging-Market Photonics Growth
The Emerging Markets Optical & Photonics ETF (EPHO) will focus on emerging-market companies deriving at least 50% of revenue or profits from optical and photonics technologies.
EMQQ GlobalProShares Files Bitcoin and Gold Income ETFs Using Weekly Covered Calls
ProShares has filed for Bitcoin High Income and Gold High Income ETFs built around short-dated covered-call strategies.
ProSharesCounterpoint Files AI-Driven ETF for Foreign Developed-Market Stocks
The Counterpoint Quantitative International Equity ETF (CPQI) will use its proprietary Machine Learning Model to select primarily developed-market stocks outside the U.S.
Northern Trust Files ETF Tracking U.S. Energy Value Chain
The Northern Trust US Gigawatt ETF will tracking the Bloomberg US Gigawatt Index, which includes companies supporting domestic energy production, distribution, and management.
Northern Trust Files ETF Targeting Rare Earths and Critical Metals
The Northern Trust Rare Earth & Critical Metals ETF will track the VettaFi Rare Earth & Critical Metals Index, targeting companies across mining, processing, advanced materials, and recycling.
Global X Files Active ETF Targeting China’s Semiconductor Industry
The Global X China Semiconductor ETF will offer concentrated exposure to China’s semiconductor industry, including chip design, fabrication, equipment, materials, packaging, testing, and software/I…
Leverage Shares Files Leveraged Plaid and Vantage Data Center ETFs
Leverage Shares has filed for six single-stock ETFs tied to Plaid and Vantage Data Centers, expanding its lineup to two high-profile financial technology and digital infrastructure companies.
Counterpoint Files ETF Using AI-Driven Large-Cap Stock Selection
The Counterpoint Quantitative Large Equity ETF (CPQL) will use a proprietary machine-learning model to rank large-cap U.S.
Touchstone to Convert Large Cap Growth Mutual Fund Into an ETF
Touchstone plans to convert its Dynamic Large Cap Growth Fund into a newly created ETF through a reorganization expected in the first quarter of 2027.
Touchstone InvestmentsLeverage Shares Files Leveraged and Inverse ETFs for FormLabs and WHOOP
Leverage Shares has filed for six single-stock ETFs tied to FormLabs and WHOOP, expanding its pipeline to two technology-focused companies.
Allspring Files to Add ETF Share Classes Across Five Funds
Allspring has filed with the SEC to introduce ETF share classes for five existing mutual funds, extending the ETF structure across both equity and fixed income strategies.
Corgi Files ETFs Tied Directly to NVIDIA GPU Compute Markets
Corgi has filed for six ETFs designed to provide economic exposure to the market for NVIDIA GPU compute rather than NVIDIA stock itself.
Corgi InvestCorgi Files Defense ETF Focused on Four “LARP” Companies
The Corgi LARP ETF will invest at least 80% of assets in Lockheed Martin, Anduril, RTX and Palantir, collectively dubbed the “LARP Companies.” The concentrated fund can gain exposure through share…
Curasset Files ETF Targeting the Reverse Mortgage Market
The Curasset Capital Management Reverse Mortgage ETF will seek income and capital appreciation through mortgage and structured credit markets.
John Hancock Files for Actively Managed Multi-Sector Credit ETF
The John Hancock Multi Asset Credit ETF will invest at least 80% of assets in U.S.
Leverage Shares Files 2X Long and Short ETFs on Korean Conglomerates
Leverage Shares has filed for six leveraged and inverse ETFs tied to Samsung Group, Hyundai Group, and SK Group.