SMART ETFs Revise Portfolio Weighting Strategies for SSCP and SMCP

SMART has updated the portfolio construction methodologies of its SMART Small Cap ETF (SSCP) and SMART Mid Cap ETF (SMCP), effective November 2, 2026. SSCP will weight holdings using third-party proprietary metrics incorporating price-to-earnings ratios and historical stock price retracements, with individual positions capped at 7% and sector exposure limited to 28% of assets. SMCP will use metrics emphasizing historical retracements and current price trend strength, with individual holdings capped at 8% and sector allocations restricted to 25%. Both ETFs will maintain a maximum 10% allocation to real estate investment trusts (REITs). The revised methodologies establish distinct valuation and momentum considerations for the two strategies while maintaining position and sector concentration limits.